Every once in a while it's a good idea to stand back from the daily necessities of our lives and look back and marvel at what we as human beings have accomplished in our understanding of ourselves and our universe. In very few instances is this wonder more apparent than in an appreciation of the discoveries that physics has made regarding space and time.
In this short and highly readable book, Italian physicist Carlo Rovelli leads us through a tour of what he thinks are seven of the foremost ideas (or "lessons') in physics. These are ideas which have not just furthered our understanding of our material world but which have also expanded our consciousness and connected us to our origins and future. Rovelli’s writing is often poignant and beautiful, simple and without frills and from the heart, and I would be lying if I said the experience wasn't uplifting. Personally I would have included an extra eighth lesson on chaos theory and complexity since I think those are going to be key scientific issues in the 21st century. Also, there is little new per se in here which would not be familiar to physics aficionados. But as it stands Rovelli's offering is a marvelous feast which should ignite a renewed sense of inspiration regarding the reach and beauty of science even in hardened veterans.
The first lesson is about Einstein's general theory of relativity which saw yet another towering validation this year with the discovery of gravitational waves. The Russian physicist Lev Landau called it the "most beautiful theory" and I would say there would be few contenders for that title. The basic equation of the theory fits on a napkin, and the essentials of the framework are both startling and elegant. As Rovelli explains, Einstein's major breakthrough was to realize that Newton's gravitational field is not a field at all but is spacetime itself. That one insight suddenly elevated all of physics to a completely new level and it opened up previously unimaginable vistas - black holes, neutron stars, radio astronomy, the Big Bang - to deep exploration. Here's Rovelli on the essential craziness of Einstein's equation: "Within this equation there is a teeming universe. And here the magical richness of the theory opens up into a phantasmagorical succession of predictions that resemble the delirious ravings of a madman, but which have all turned out to be true."
The second lesson concerns the other big revolution of twentieth century physics - quantum mechanics. Relativity is astonishing but its basic tenets are easy to understand. In contrast, even the basic tenets of quantum theory - wave particle duality, entanglement, the uncertainty principle - have left even the theory's great founders befuddled. Quantum mechanics is unique in the history of science as a theory which is spectacularly successful in its practical applications while at the same time continuing to be virtually impenetrable in its philosophical implications. It opened up vast new areas of modern life to understanding; without it computers, chemistry, electronics and molecular biology would be inconceivable. And yet the sheer weirdness of its laws continues to defy every commonsense expectation. Rovelli zeroes in on one of the essential qualities of quantum mechanics when he says that its laws "do not describe what happens to a physical system but only how one physical system affects another". I find it interesting that the same emphasis on the philosophy of interactions which lies at the heart of quantum theory also underlies the science of emergent complex systems like the weather, the stock market, biochemical networks and social networks.
The third chapter talks about the Big Bang theory and the architecture of the cosmos. Rovelli wrote just before the discovery of gravitational waves otherwise he would have included them in his discussion but he talks about many other wonders revealed by Einstein's theory combined with many of the tools of modern physics such as radio telescopes and particle detectors. The culmination of applying relativity to the universe must surely be the discovery of the accelerated expansion of the universe, although the presence of what we call "dark matter" leaves something to be desired.
The fourth lesson tells us how the findings of quantum mechanics led to an explosion of understanding of the building blocks of the cosmos in the postwar years. Quarks and electrons, Higgs bosons and neutrinos all make important appearances in this story. The culmination of all this progress was the Standard Model of particle physics, essentially a kind of periodic table which lists all known particles and their properties. And yet unlike general relativity the Standard Model is incomplete. Many of the particles' parameters are poorly understood, and the model itself is incompatible with general relativity. In addition there are ugly infinities arising in the theoretical treatment of all those particles which have to be tamed by artificially imposed mathematical order. These deficiencies make the Standard Model very much of a model. It is in the Standard Model that we start to glimpse the first troubling signs of how much more we have to discover in fundamental physics. But in trouble lies opportunity and glory, and in one sense the Standard Model only points to the bounty of undiscovered delights which must surely lie ahead.
The fifth lesson tackles one of the greatest scientific facing science, the marriage of general relativity with quantum mechanics; a marriage which as of now seems to end in violent, unholy divorce every time we attempt it. Interestingly there is not a word about string theory, probably because Rovelli himself works on a rival theory called loop quantum gravity. There is a capsule description of the theory which emphasizes again the fact that the framework is less about objects themselves and more about their interconnections. In this case the connections are between tiny quanta of space - which are themselves space.
The sixth lesson takes us on a journey into one of the most exciting frontiers of modern physics: the union of thermodynamics, quantum mechanics and relativity. This union is wondrous and critical because it can help us understand perhaps the deepest question we can ponder: the fact that time seems to flow only in one direction. As Rovelli explains, the arrow of time seems to be inextricably linked with the flow of heat. The second law of thermodynamics and its postulated increase of entropy tracks with the forward arrow of time, although on an individual particle level this arrow is reversible. Figuring out these conundrums of time and thermodynamics will undoubtedly take us into some very novel territory. In this context Stephen Hawking's discovery of radiation emanating from black holes is surely a promising springboard. Time, thermodynamics, quantum mechanics, relativity, statistics; it's all here, and it's all tantalizing.
The seventh lesson ties it all up together as Rovelli talks about the ultimate entity that allows us to figure all this out - the human brain. He ponders the delectable paradox that an entity which is composed of particles and fields and quanta can also decipher its own mysteries. Understanding this self-recursive extrapolation should keep us occupied for as long into the future as we can imagine, and it's also what should make us cherish our unique existence as sentient beings on this planet. And yet, as unique as we are, Rovelli reminds us in closing that our lowly origins from elemental life forms and the ordinariness of our planet, our solar system and our galaxy should not blind us to what might be the greatest lesson of all: humility and wonder.
"Here, on the edge of what we know, in contact with the ocean of the unknown, shines the mystery and the beauty of the world. And it's breathtaking".
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Field of Science
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Change of address1 year ago in Variety of Life
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Change of address1 year ago in Catalogue of Organisms
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Earth Day: Pogo and our responsibility1 year ago in Doc Madhattan
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What I Read 20241 year ago in Angry by Choice
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I've moved to Substack. Come join me there.1 year ago in Genomics, Medicine, and Pseudoscience
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Histological Evidence of Trauma in Dicynodont Tusks7 years ago in Chinleana
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Posted: July 21, 2018 at 03:03PM8 years ago in Field Notes
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Why doesn't all the GTA get taken up?8 years ago in RRResearch
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Harnessing innate immunity to cure HIV10 years ago in Rule of 6ix
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post doc job opportunity on ribosome biochemistry!11 years ago in Protein Evolution and Other Musings
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Blogging Microbes- Communicating Microbiology to Netizens12 years ago in Memoirs of a Defective Brain
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The Lure of the Obscure? Guest Post by Frank Stahl14 years ago in Sex, Genes & Evolution
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Lab Rat Moving House15 years ago in Life of a Lab Rat
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Goodbye FoS, thanks for all the laughs15 years ago in Disease Prone
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Slideshow of NASA's Stardust-NExT Mission Comet Tempel 1 Flyby15 years ago in The Large Picture Blog
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in The Biology Files
On gravitational waves and the virtue of patience
From MIT physicist and science writer Alan Lightman - author of the wonderful "Einstein's Dreams". He is describing how the scientists whose work led to the groundbreaking discovery of gravitational waves this month knew they were in for the long haul when they proposed the pie-in-the-sky project LIGO in the 70s. It also seems to be a message the country needs to embrace in the Era of Quarterly Expectations. (Hat tip: Tom Levenson)
"The world at large, and the United States in particular, has developed an unfortunate need for instant gratification. We live not only in the age of information. We live in the Age of the Now. We grow impatient with printers that cannot churn out 10 pages per minute, or with computer screens that take 30 seconds to boot up. We avoid investing in companies that do not promise payoffs within a few years. Federal research and development, as a fraction of gross domestic product, has been going down and down. Perhaps even our foreign policy has been plagued by a hurried view of the world, seeking immediate results.
In science, as in many other precincts of the Age of the Now, too often we celebrate the instant discovery, the sudden breakthrough, the quick and glamorous result. Drever, Thorne and Weiss, and the many scientists and institutions that supported their dream, did not seek instant gratification. They had a vision, and they wandered the desert with that vision for 40 years."
When Einstein was wrong: Black holes
In today's New York Times physicist Lawrence Krauss has a rundown of the myriad cases in which even Albert Einstein was wrong about physical reality. His opposition to quantum mechanics was famous, but there were several others including gravitational lensing and - at the beginning - even gravitational waves.
Curiously however, Krauss does not list what I believe was Einstein's biggest failure after quantum mechanics: his refusal to accept the reality of black holes. This failure is especially staggeringly ironic, since the gravitational waves which were discovered this week (which he did predict and which further confirmed his theory) came from the collision of two black holes (entities whose existence he explicitly rejected).
Months after Einstein put the capstone on his general theory of relativity, a German mathematical physicist serving in the First World War named Karl Schwarzschild applied his theory to the simple case of spacetime around a spherical star. Schwarzschild found that as you approached closer to the star, for a star massive enough you would encounter a region where gravity was so strong that you could not escape from it unless you were moving at the speed of light. Schwarzschild sent his calculations to Einstein who curiously accepted them without protest; they seemed simple and logical.
And yet Einstein never really explored the physical structure of Schwarzschild's solution, nor did he ever accept its profound implications. He regarded the solution mainly as a mathematical abstraction, much as some who did not quite believe in Copernicus's heliocentric model and regarded it only as a mathematical construction. Schwarzschild sadly died of an autoimmune disease on the Russian front in 1916. Einstein himself did not return to Schwarzschild's discovery, and it fell to a succession of young physicists unaffected by the biases of the old guard to investigate it to its logical conclusion.
The most famous among these were Subrahmanyan Chandrasekhar and Robert Oppenheimer. Chandrasekhar's (or Chandra as everyone called him) story is well known. While crossing the ocean from India to England in 1930, the 19 year old Chandra worked out what would happen when white dwarfs exceed a certain mass. This mass, now called the Chandrasekhar limit, would be the limiting mass for a white dwarf to support itself against its internal gravitational pull. Chandra found his own skeptical Einstein in the famous English astronomer Arthur Eddington, who in a meeting in 1935 excoriated him for developing a model of a star which did not make physical sense (to Eddington). Chandra who knew better than to waste his time battling the establishment wisely moved on, seeing his ideas vindicated half a century later.
Oppenheimer turned to gravitational collapse almost as a temporary diversion when he wanted to explore the ramifications of a theory of neutron cores set forth by the Soviet physicist Lev Landau. It was Oppenheimer who first worked out the full implications of a star which was so massive that it could not achieve any kind of steady state against gravitational collapse. In a seminal paper in 1939, Oppenheimer also introduced the now familiar idea of an observer falling past the so-called event horizon. Without calling them as such, Oppenheimer had discovered black holes and singularities, regions of spacetime where gravitational fields becomes infinite.
Ironically, in the same year that Oppenheimer published his calculations Einstein wrote a paper in the journal Annals of Mathematics titled "A Stationary System with Spherical Symmetry Consisting of Many Gravitational Masses". The paper - published only a month after Oppenheimer's - argued against Schwarzschild's conception of singularities. In it he tried to get away from the idea that a single body could create a gravitational field strong enough to cause such a prohibitive warping of spacetime. Instead he tried to replace such a single body with a collection of bodies exhibiting spherical symmetry. The crux of Einstein's argument that such a system would have to rotate at the speed of light in order to exhibit singularities. Needless to say Einstein was deeply mistaken, and the 1939 paper displayed exactly the kind of mathematical modeling free of physical reality that he thought Schwarzschild's equations for singularities did.
After the war both Oppenheimer and Einstein worked together at the Institute for Advanced Study in Princeton. There is no evidence indicating that they ever discussed black holes or their respective papers from 1939; there is no evidence that Oppenheimer objected to Einstein's paper or that Einstein explicitly told Oppenheimer that he rejected his conclusions. But what was happening was worse than opposition: it was indifference. Just like Einstein Oppenheimer lost all interest in black holes after 1939 and refused to have any discussion about them, although as their inventor he putatively at least believed in them. The two physicists who had been scientific revolutionaries in their younger days became arch conservatives in their older years.
It is a delicious reversal of fortune that the same black holes that Einstein explicitly rejected have been found to contain some of the deepest mysteries of physics, encompassing not just relativity but also quantum mechanics, thermodynamics and information theory. And now with the discovery of gravitational waves from colliding black holes, the scientific children which Einstein disowned have come back to smile at their father and say, "I told you so." This is irony of the highest order, and I suspect that Einstein with his great sense of irony about science and history would actually have enjoyed it.
Curiously however, Krauss does not list what I believe was Einstein's biggest failure after quantum mechanics: his refusal to accept the reality of black holes. This failure is especially staggeringly ironic, since the gravitational waves which were discovered this week (which he did predict and which further confirmed his theory) came from the collision of two black holes (entities whose existence he explicitly rejected).
Months after Einstein put the capstone on his general theory of relativity, a German mathematical physicist serving in the First World War named Karl Schwarzschild applied his theory to the simple case of spacetime around a spherical star. Schwarzschild found that as you approached closer to the star, for a star massive enough you would encounter a region where gravity was so strong that you could not escape from it unless you were moving at the speed of light. Schwarzschild sent his calculations to Einstein who curiously accepted them without protest; they seemed simple and logical.
And yet Einstein never really explored the physical structure of Schwarzschild's solution, nor did he ever accept its profound implications. He regarded the solution mainly as a mathematical abstraction, much as some who did not quite believe in Copernicus's heliocentric model and regarded it only as a mathematical construction. Schwarzschild sadly died of an autoimmune disease on the Russian front in 1916. Einstein himself did not return to Schwarzschild's discovery, and it fell to a succession of young physicists unaffected by the biases of the old guard to investigate it to its logical conclusion.
The most famous among these were Subrahmanyan Chandrasekhar and Robert Oppenheimer. Chandrasekhar's (or Chandra as everyone called him) story is well known. While crossing the ocean from India to England in 1930, the 19 year old Chandra worked out what would happen when white dwarfs exceed a certain mass. This mass, now called the Chandrasekhar limit, would be the limiting mass for a white dwarf to support itself against its internal gravitational pull. Chandra found his own skeptical Einstein in the famous English astronomer Arthur Eddington, who in a meeting in 1935 excoriated him for developing a model of a star which did not make physical sense (to Eddington). Chandra who knew better than to waste his time battling the establishment wisely moved on, seeing his ideas vindicated half a century later.
Oppenheimer turned to gravitational collapse almost as a temporary diversion when he wanted to explore the ramifications of a theory of neutron cores set forth by the Soviet physicist Lev Landau. It was Oppenheimer who first worked out the full implications of a star which was so massive that it could not achieve any kind of steady state against gravitational collapse. In a seminal paper in 1939, Oppenheimer also introduced the now familiar idea of an observer falling past the so-called event horizon. Without calling them as such, Oppenheimer had discovered black holes and singularities, regions of spacetime where gravitational fields becomes infinite.
Ironically, in the same year that Oppenheimer published his calculations Einstein wrote a paper in the journal Annals of Mathematics titled "A Stationary System with Spherical Symmetry Consisting of Many Gravitational Masses". The paper - published only a month after Oppenheimer's - argued against Schwarzschild's conception of singularities. In it he tried to get away from the idea that a single body could create a gravitational field strong enough to cause such a prohibitive warping of spacetime. Instead he tried to replace such a single body with a collection of bodies exhibiting spherical symmetry. The crux of Einstein's argument that such a system would have to rotate at the speed of light in order to exhibit singularities. Needless to say Einstein was deeply mistaken, and the 1939 paper displayed exactly the kind of mathematical modeling free of physical reality that he thought Schwarzschild's equations for singularities did.
After the war both Oppenheimer and Einstein worked together at the Institute for Advanced Study in Princeton. There is no evidence indicating that they ever discussed black holes or their respective papers from 1939; there is no evidence that Oppenheimer objected to Einstein's paper or that Einstein explicitly told Oppenheimer that he rejected his conclusions. But what was happening was worse than opposition: it was indifference. Just like Einstein Oppenheimer lost all interest in black holes after 1939 and refused to have any discussion about them, although as their inventor he putatively at least believed in them. The two physicists who had been scientific revolutionaries in their younger days became arch conservatives in their older years.
It is a delicious reversal of fortune that the same black holes that Einstein explicitly rejected have been found to contain some of the deepest mysteries of physics, encompassing not just relativity but also quantum mechanics, thermodynamics and information theory. And now with the discovery of gravitational waves from colliding black holes, the scientific children which Einstein disowned have come back to smile at their father and say, "I told you so." This is irony of the highest order, and I suspect that Einstein with his great sense of irony about science and history would actually have enjoyed it.
Gravitational waves, the man behind them, and two of the deepest puzzles confronting humanity
As we rightly celebrate the amazing discovery of gravitational waves announced yesterday amidst much fanfare, it’s critical to recognize the work of a stunning diversity of scientists, engineers, technicians and yes, even politicians, who poured forth sweat, toil and tears over more than twenty years to bring to fruition a measurement of almost unimaginable precision and sensitivity. Few quantities were ever unearthed from the soul of the universe with more care and patience.
And yet it’s equally paramount to step back for a moment and yet again stand in awe of the man who started it all and appreciate what exactly he did. Almost a hundred years ago Einstein put the finishing touches on his so-called field equations which described gravity in terms of the curvature of spacetime. It's an equation which can easily fit on a handkerchief, and yet one whose scope extends over a range of scales which beggars belief, from right here outside earth to the swirling dance of black holes to the entire large-scale structure of the universe. Even as they sat quietly in our textbooks and on our blackboards, those few symbols were orchestrating the workings of planets, galaxies and nebulae like a conductor wielding a baton whose length stretched across the entire universe.
Millions of man hours since 1915 have been spent in verifying, testing, extending and stretching every single aspect of those few scribbles, in bringing the accumulated wisdom of two thousand years of building machines and manipulating equations to bear on fulfilling one man’s amazing flights of fancy down to sixteen decimal places. Every one of those hours has validated that man and his fellow human beings’ dreams beyond any reasonable doubt. A rider on a light beam, a flash of awesome insight, a stroke of the pen and suddenly, a key that opened the door to an entire hidden reality filled with hitherto unimaginable wonders, some of which even the maker of that key did not believe in – black holes, neutron stars, gamma ray bursts, gravitational waves.
The grand challenge before us now is twofold. The first, longstanding one is to understand how it can possibly be that those few squiggles on a handkerchief describe not only the world that we know but the imagined future that will impinge on our collective consciousness for years to come; it is to figure out what Einstein’s contemporary Eugene Wigner called “the unreasonable effectiveness of mathematics in the physical sciences” (a phrase which must be one of the great understatements of all time). The fact that someone like Einstein can figure out what’s happening around a black hole - an object whose existence he wasn’t even aware of - by writing a few things on a blackboard or a piece of paper should give us all goosebumps.
The second challenge asks us to explain something equally amazing: how it is possible that a three-pound mass of blood, flesh and electrochemical impulses can divine those squiggles by pure thought; it is what Francis Crick called “the astonishing hypothesis”. The fact that a diminutive object composed of nothing more than the exact same atoms that constitute chairs, trees and air can evolve through random changes over billions of years and be housed in an entity which can then sit down and write down equations deciphering the symphony of the stars should also give us goosebumps.
Answering these two challenges will take all the combined wisdom and intuition that we have gained during two thousand years of scientific and technical exploration, along with completely new kinds of thinking that we can’t even imagine yet. For me these twin challenges are what make our continued existence over the next few millennia seem worthwhile. They are what make my spine tingle.
As for Einstein himself, if we had told him that we were still verifying his predictions one hundred years after he made them, I suspect he would have smiled and said exactly what he said then: "If you hadn't found gravitational waves I would have felt sorry for the Lord. The theory is correct."
Darwin and his vision of life: A personal offering
- Robert Darwin, to his son Charles.
Two
hundred and seven years ago this day, Charles Darwin was born. The vision of
life that he created and expounded on transformed humanity's perception of its
place in the universe. After Copernicus's great heliocentric discovery, it was
Darwin's exposition of evolution and natural selection that usurped human
beings from their favored place at the center of the universe. But far from
trivializing them, it taught them about the vastness and value of life,
underscored the great web of interactions that they are a part of, and
reinforced their place as both actor and spectator in the grand game of the
cosmos. Not only as a guiding scientific principle but as an all-encompassing
element of understanding our place in the world, evolution through natural
selection has become the dominant idea of our time. As the
eminent biologist Theodosius Dobzhansky put it quite simply, nothing in biology
makes sense except in the light of evolution. Evolution is a fact. Natural
selection is a theory that is now as good as a fact. Both evolution and natural
selection happen. And both of them owe their exalted place in our consciousness
to a quiet, gentle and brilliant Englishman.
Today
it is gratifying and redeeming to know how right Darwin was and how much his
theory has been built upon, and frustrating to keep on realizing how those
professing religious certainty threaten to undermine the value of his and
others' careful and patient discoveries. Especially in the United States
evolution has become a bizarre battleground of extreme opinions and
mudslinging, a development that seems to be in step with the tradition of
coloring any and every issue with a political hue. In this country, it seems
today that you can hardly utter an opinion without attaching a label to it. You
cannot simply have an opinion or take a position, no matter how grounded in
fact it is; your position has to be Republican, Democrat, Libertarian,
Neo-Conservative, Socialist or Atheist. if none of these, it has to be Centrist
then.
When it comes to
evolution, attaching the label of "Darwinism" has obscured the
importance and power of the theory of natural selection. On one hand, those who
defend the label sometimes make it sound as if Darwin was the beginning and end
of everything to do with evolution. This is simply untrue; in his creation of
the theory of natural selection, Darwin was a little like Martin Luther King.
The Civil Rights movement owed an incalculable debt to King, but King was not
the Civil Rights movement. On the other hand, those who oppose the Darwinist
label make it sound like all of us who "believe" in evolution and
natural selection have formed a cult and get together every weekend to worship
some Darwin idol.
Unfortunately both
these positions only serve to obfuscate the life and times of the man himself,
a simple, gentle and brilliant soul who painfully struggled with reconciling
his view of the world with prevailing religious sentiments and who thought it
right to cast his religious views aside in the end for the simple reason that
his findings agreed with the evidence while the others did not. Darwin Day
should be a chance to celebrate the life of this remarkable individual, free
from the burdens of religion and political context that his theory is embroiled
in today. Because so much has been said and written about Darwin already, this
will be more of a personal and selective exposition. Since I am a lover of both
Darwin and books, I will tell my short story of Darwin as I discovered him
through books.
When you read about
his life for the first time, Charles Darwin does not evoke the label of
"genius", and this superficial incongruence continues to beguile and
amaze. His famous later photographs show a bearded face with deeply set eyes.
His look is gloomy and boring and is not one which elicits the image of a
sparkling, world-changing intellect and incendiary revolutionary taking on an
establishment steeped in dogma. Darwin was not a prodigy by the standards of
William Hamilton or Lord Kelvin, nor did he particularly excel in school and
college. A Cambridge man who studied religion, Darwin had one overriding
quality; curiosity about the natural world. He consummately nurtured this
quality in field trips and excursions; as one famous story goes, Darwin once
held two beetles in two hands and popped one of them in his mouth so that he
could free one hand for catching a third very attractive one which he had just
noticed. He indulged in these interests much to the chagrin of his father who
once said that he would not amount to anything and that he would be a disgrace
to his family.
As is well-known,
Darwin's story really begins with his voyage of the Beagle when he accepted a
position on a ship whose melancholic, manic-depressive captain Robert Fitzroy
wanted an educated, cultured man to keep him company on a long and dangerous
voyage that circumnavigated the world. For Darwin this was a golden chance to
observe and document the world's flora and fauna. One of the best illustrated
expositions of Darwin's voyage is in Alan Moorhead's "The Voyage of the Beagle" which is beautifully illustrated with
original drawings of the wondrous plants, animals and geological formations
that Darwin saw on the voyage. Darwin's own account of the voyage is
characteristically detailed and modest and depicts a man enthralled by the
beauty of the natural world around him. By the time he set off on his historic
journey, young Charles had already been inspired by his teacher Charles Lyell's
book on geology that talked about geological changes over vast tracts of time.
As is also rather well-known, evolutionary ideas had been in the air for quite
some time by then (as marvelously documented in Rebecca Stott's book"Darwin's Ghosts"),
and Darwin certainly was not the first to note the rather simple fact that
organisms seem to have changed over time, a view that nonetheless and naturally
flew in the face of religious dogma. Most importantly, Darwin was well-aware of
Thomas Malthus's famous argument about the proliferation of species exceeding
the resources available to them, an idea whose logical extension would be to
conjecture a kind of competition between species and individuals for finite
resources. The "struggle for survival", taught today in school
textbooks, a phrase that became much maligned later, nonetheless would have
been obvious to a man as intelligent and perceptive as Darwin when he set off
on his voyage.
Biology, unlike
mathematics or physics, is a science more akin to astronomy that relies on
extensive tabulation and observation. Like chemistry it is a synthetic rather than a purely analytical science. Unlike a theoretical physicist, a
biologist would be hard-pressed to divine truths about the world by armchair
speculation. Thus, painstakingly collecting and classifying natural flora and
fauna and making sense of its similarities and differences is a sine qua non of the biological sciences.
Fortunately Darwin was the right man in the right place; endowed with a
naturally curious mind with an excellent memory for assimilation and
integration, he was also unique and fortunate to embark on a worldwide voyage
that would enable him to put his outstanding faculties to optimum use.
Everywhere
he went he recorded meticulous details of geology, biology, anthropology and
culture. His observation of earthquakes and rock formations in South America
and his finding of fossils of giant mammals lend credence to his beliefs about
organisms being born and getting extinguished by sometimes violent physical and
planetary change. His observation of the Pacific and Atlantic islanders
(especially the ones on Tierra del Fuego) and
their peculiar customs underscored the diversity of human life along with other
life in his mind. But perhaps his best known and most important stop came after
several months of traveling, when the ship left Ecuador to dock at the
Galapagos Islands.
Again, much has been
written about the Galapagos Islands and about Darwin's Finches. The truth is
more subtle, sometimes simpler and sometimes more interesting than what it is
made out to be. Darwin had mistaken his famous finches for other species of birds.
It was only after coming back that his friend, the ornithologist John Gould,
helped him to identify their correct lineage. But finches or not, the birds and
the islands provided Darwin with a unique opportunity to study what we now know
as natural selection. The islands were separated from each other by relatively
small distances and yet differed significantly in their geography and flora and
fauna. On each island Darwin observed similar plants and animals that were yet
distinct from each other. As in other places, he also observed that species
seemed to be adapted to their environment. Geographic isolation and speciation
were prominent on those hot, sweaty and incredibly diverse land masses.
After five years of
exhaustive documentation and sailing Darwin finally returned home for good,
much changed both in physical appearance and belief. His following life has
been the subject of much psychological speculation since he settled down with
his cousin Emma and never ever left the British Isles again. He also seemed to
have been stricken with what today is noted by many authors as a kind of
psychosomatic illness because of which he was constantly ill with abdominal and
other kinds of pains. After living in London for some time, Darwin retired to
Down's House in Kent where he peacefully lived the rest of his life with a kind
and loving wife, playing with his children, taking walks along the path at the
back of his house named the "Sandwalk", corresponding with
intellectuals around the world and constantly interrupting his research with
salutary visits to spas and resorts for "natural" treatments that
were sometimes of dubious value.
But peaceful as his
life was, psychologically Charles Darwin was fomenting a maelstrom of
revolution that was to have earth-shaking implications. Another fact that is
frequently emphasized is his hesitation to not publish his ideas for another
twenty five years in the form of the famous "The Origin of Species".
Darwin was planning to write it for a while, but was finally jolted into writing
it when he received a letter from an obscure young naturalist named Alfred
Russell Wallace who was living a hard life of science and natural history
exploration in Indonesia. Wallace had read some of Mr. Darwin's papers and
manuscripts and had been struck by the similarity of his ideas to his own.
Would Mr. Darwin comment on them? Darwin finally realized that he had to act to
prevent getting scooped but characteristically credited Wallace in his
published work.
In
my mind however, Darwin's procrastination and its story sounds much simpler
than the mystique and psychological speculation that sometimes envelop it. As
we noted earlier, Darwin was a highly trained biologist and scientist of the
first caliber. He knew that he would have to exhaustively document and classify
the windfall of creatures, plant and rock specimens that he had collected on
his voyage. Apart from thinking and writing about his Beagle collections,
Darwin also maintained an astonishingly comprehensive and detailed research
program on marine invertebrates and barnacles. More tellingly, he did
experiments to find out if seeds are viable even when dispersed over long
distances over salt-water. He visited gardens and zoos, and quizzed pigeon
breeders about their profession. Much of this was in preparation for the grand
act that was to follow. In case of the barnacles and marine creatures, Darwin's
research was second to none. He published several extremely detailed books on
the minutiae of these organisms; some of these had titles which would have put
anyone to sleep.
And
yet the level of detail in them reflects the extraordinary patience, power of
observation and meticulous hard work that characterized the man,
characteristics crucial for developing the theory of natural selection. Darwin
was also very fortunate to have had several friends and colleagues who were
experts in areas that he was not, who helped him classify and name all the
material. Foremost among his correspondents were Charles Lyell and Joseph
Hooker to whom he confided not just his scientific questions but also his
emerging convictions about the interconnections and implications that were
emerging from his research and writing. Also as noted above, John Gould
accomplished the crucial task of reminding Darwin that his Galapagos birds were
finches. With help from these collaborators and his own studies and thoughts on
his observations, thoughts that filled literally dozens of rough drafts,
scribblings and private diaries, Darwin finally began to glimpse the formation
of a revolutionary chain of thought in his mind.
But Darwin did not
rush forth to announce his ideas to the world, again for reasons that are
obvious; Victorian England was a hotbed of controversy between science and
religion, with many distinguished and famous scientists there and in other
countries not just fervently believing in God, but writing elegant tomes that
sought a supernatural explanation for the astounding diversity of life around
us. Cambridge was filled with intellectuals who sought a rational framework for
God's intervention. Darwin would have been quite aware of these controversies.
Even though Darwin's grandfather (a more pugnacious character) himself had once
propounded an evolutionary view, Darwin was finely attuned to the sensitive
religious and social debate around him. Not only did he not want to upset this
delicate intellectual and spiritual balance and get labeled as a crackpot, but
he himself had not started his voyage as a complete non-believer.
One can
imagine the torment that he must have faced in those early days, when the
evidence pointed to facts that flew in the face of deeply-held or familiar
religious beliefs. One of the factors that dispossessed Darwin of his religious
beliefs was the stark contradiction between the observation of a cruel and
ruthless race for survival that he had often witnessed first hand, and the
image of an all-knowing and benign God who kindly reigned over his creations.
As the evidence grew to suggest a relationships between species and their
evolution by the forces of natural selection that preserved beneficial
characteristics, Darwin could no longer sustain two diametrically opposite
viewpoints in his mind.
Opponents of
evolution who want to battle the paradigm not from a scientific viewpoint
(because they can't) but from a political one frequently raise a smokescreen
and proclaim that evolution itself is too complex to be understood. The
tricksters who propagate intelligent design further attest to the biochemical
complexity of life and then simply give up and say that only an omniscient God
(admittedly more complex than the systems whose complexity they are
questioning) could have created such intricate beauty. The concept of a
struggle for survival has also been hijacked by these armies of God who
proclaim that it is this philosophy that would make evolution responsible for
genocide, fascism and the worst excesses of humanity.
This
is a deeply hurtful insult to natural selection and evolution as only the most
dogmatic believers can deliver. One thing that constantly amazes you about
evolution is its sheer simplicity. Stripped down to its essentials, the
"theory" of evolution can be understood by any school child.
1. Organisms and
species are ruthlessly engaged in a constant struggle
for survival in which
they compete for finite
resources in a changing environment.
2. In this struggle, those individuals who are more adapted to the
environment, no
matter how slightly, win over other less adapted individuals and
produce more offspring.
3. Since the slight adaptations are passed down to the offspring,
the offspring are guaranteed to preserve these features and
therefore are in a position to survive and multiply more fruitfully.
4. Such constant
advantageous adaptive changes gradually build up and, aided by geological and geographical
factors, lead to the emergence of new
species.
It's
almost like a simple three-step recipe that when followed keeps on churning out
culinary wonders of staggering complexity and elegance. In my mind the beauty
of evolution and natural selection is two-fold; firstly, as Darwin emphasized,
the slightest adaptation
leads to a reproductive advantage. Such slight adaptations are often subtle and
therefore sometimes can sow confusion regarding their existence; notice the
debate between driver and passenger mutations in fields ranging from
evolutionary biology to oncology.
But
the confusion should be ameliorated by the second even more striking fact; that
once a slight adaptation exists, it is guaranteed to be passed on to the offspring. As
Gregor Mendel hammered the mechanism for natural selection in place a few years
after Darwin with his discovery of genetic inheritance, it became clear that
not every one of the offspring may acquire the adaptation. The exact pattern
may be complex. But even if some of the offspring acquire it, the adaptation is
then guaranteed to confer reproductive fitness and will be passed on. This fact
should demolish a belief that even serious students of evolution, and certainly
laymen, have in the beginning; that there is something very uncertain about
evolution, that it depends too much on "chance".
The
key to circumventing these misgivings is to realize the above fact, that while
adaptations (later attributed to mutations) may arise by chance, once they
arise, their proliferation into future generations is virtually certain.
Natural selection will ensure it. That in my mind is perhaps Darwin's greatest
achievement; he finally found a mechanism for evolution that guarantees its
existence and progress. As for the struggle for survival, it certainly does not
mean that it results in non-cooperation and purging of other individuals. As
examples in the living world now document more than convincingly, the best
reproductive fitness can indeed come about through altruistic leanings and
cooperative behavior.
Every one of these
factors and facts was detailed and explained by Darwin in "The Origin of
Species", one of the very few original works of science which remain
accessible to the layman and which contained truths that have not needed to be
modified in their basic essence even after a hundred and fifty years. It was
readable even when I picked it up as a callow young college student. No one who
approaches it with an open mind can fail to be taken with its simplicity,
elegance and beauty. One of the most extraordinary things about Darwin and something
that continues to stupefy is how right the man was even when he lacked almost
all the modern tools that have since reinforced basic evolutionary ideas. As
one of Darwin's intellectual descendants, the biologist E O Wilson says, it is
frustrating for a modern biologist to discover an evolutionary idea through his
work, and then go back a hundred and fifty years and discover that the great
man had hinted at it in his book.
And
yet as Darwin himself would have acknowledged, there is much in the book that needed
to be modified, there was much that he could not explain. Darwin had no inkling
of genes and molecular biology, nor could he come up with a convincing
mechanism that explained the sheer age of the earth required for evolutionary
processes to work their charm (the mechanism was found later with the discovery
of radioactivity). The exact mechanism of passing on adapted characteristics
was unknown. Major fossils of primates and humanoid ancestors had yet to be
discovered. Quite importantly, random genetic drift which
is completely different from natural selection was later discovered as another
process operating in evolution. The development of viral and bacterial
resistance in causing diseases like AIDS finally brought evolution to the
discomfort of the masses. It was only through the work of several evolutionary
biologists and geneticists that Darwin finally became seamlessly integrated
with the understanding of life in the middle twentieth century. Genomics has
now proven beyond a shade of doubt that we truly are one with the biosphere.
But in the absence of all these developments, it is perhaps even more
remarkable how many of Darwin's ideas still ring true.
There is another
factor that shines through in "The Origin"; Darwin's remarkable
modesty. One would have to search very hard in history to find a scientist who
was both as great and as modest. Newton may yet be the greatest scientist in
history, but he was nothing if not a petty, bitter and difficult man. Darwin in
contrast was a symbol of kindly disposition. He doted on his children and told
them stories. He loved and respected his wife even though their religious views
gradually grew more distanced. His written correspondence with her was voluminous
and fond. His correspondence with his collaborators, even those who disagreed,
was cordial and decent. Never one for contentious public debates, he let his
"bulldog" Thomas Henry Huxley fight his battles; one of them with
Bishop Samuel Wilberforce ended in a famous showdown when the Bishop inquired
whether it was through his father or mother that Huxley had descended from an
ape, and Huxley countered that he would rather descend from an ape than from
the Bishop. Darwin stayed away from these entertaining confrontations; as far
as he was concerned, his magisterial work was done and he had no need for
public glory. To the end of his life this kind and gentle man remained a
wellspring of modest and unassuming wonder. His sympathetic, humane and sweet personality
continues to delight, amaze and inspire reverence to this day.
In the later stages
of his life Darwin became what he himself labeled as an agnostic but what we
today would probably call an atheist. His research into the progression of life
and the ruthless struggle that it engenders made it impossible for him to
justify a belief in a paternal and loving deity. He was also disillusioned by
popular conceptions of hell as a place where non-believers go; Darwin's father
was a non-believer and yet a good doctor who treated and helped hundreds of
human beings. Darwin simply could not accept that a man as kind as his father
would go to hell simply for not believing in a version of morality, creation
and life trotted out in a holy book. Probably the last straw that convinced
Darwin of the absurdity of blind faith was the untimely death of his young daughter
Annie who was his favorite among all the children. According to some accounts,
after this happened, Darwin stopped even his cursory Sunday trips to church and
was satisfied to take a walk around it while not at all minding his wife and
children's desire to worship inside.
The
second fact is also in tune with Darwin's kind disposition; he admittedly had
no problem reconciling the personal beliefs of other people with his conviction
about their falsity. Darwin's tolerance of people's personal faith and his
unwillingness to let his own work interfere in his personal life and
friendships is instructive; to the end he supported his local parish and was
close friends with a cleric, the Reverend John Innes. Darwin's example should
keep reminding us that it is actually possible to sustain close human bonds
while having radically different beliefs, even when one of these is distinctly
true while the other one is fantasy. Nurturing these close bonds with radical
scientific ideas that would change the world for ever, Charles Darwin died on
April 19, 1882, a content and intellectually satisfied man.
To follow, nourish and sustain his legacy is our responsibility. In the end, evolution and Darwin are not only about scientific discovery and practical tools arising from them, but about a quest to understand who we are. Religions try to do this too, but they seem to satisfied with explanations for which there is no palpable evidence and which seem to be often contradictory and divisive. It is far better to imbibe ourselves with explanations that come from ceaseless exploration and constant struggle; the very means that constitute these explorations are then much more alluring and quietly fulfilling than any number of divergent fantasies that can only promise false comfort. And these means promise us a far more humbling and yet grand picture of our place in this world.
Especially
in today's age when the forces of unreason still threaten to undermine the importance of
the beautiful simplicity in the fabric of life that Darwin and his descendants
have unearthed, we owe it to Charles Darwin to continue to be amazed at the
delightful wonder of the cosmos and life. We owe it to the countless shapes and
forms of life around us with whom we form a profoundly deep and unspoken
connection. And we owe it to each other and our children and grandchildren to
keep rationality, constructive skepticism, freedom and questioning alive.
LITERATURE ON DARWIN:
I don't often write
about Darwin and evolution here for a simple reason; there is literally an army
of truly excellent authors and bloggers who pen eloquent thoughts about these
subjects and the amount of stuff published about him will fill up entire rooms.
You could probably put together a thousand-page encyclopedia simply listing
works on Darwin. His original work as stated above is still very readable.
Every aspect of his life and work - the scientific, the psychological, the
social, the political and the personal - has been exhaustively analyzed. I have
certainly not sampled more than a fraction of this wealth of knowledge, but
based on my interest in Darwin and selected readings, I can recommend the
following.
For what it's worth,
if you want to have the best overview of Darwin's life after he
came home from his voyage on the Beagle, I think nothing beats the elegance of
language and wit of David Quammen's "The Reluctant Mr. Darwin".
Quammen has exhaustively researched Darwin's post-Beagle life and work, and no
one I have come across tells the story with such articulate enthusiasm,
fondness and attention to detail in a modest sized book.
Janet Browne's
magisterial biography of Darwin is definitely worth a look if you want to get
all the details of his life. Browne pays more attention to the man than the
science, but her work is considered the authoritative work, and there are
nuggets of eloquence in it.
As a
student in high school I was inspired by Alan Moorehead's "The Voyage of
the Beagle" noted above which combines an account of Darwin's life and
voyage with beautiful and full page illustrations.
Getting to evolution
now, there's an even bigger plethora of writings. Several books have captured
my attention in the last many years. I don't need to extol the great value of
any (and indeed, all) of Richard Dawkins' books. If you ask me which ones I like
best, I would suggest "The Selfish Gene", "The Extended
Phenotype", "Climbing Mount Improbable" and "The Blind
Watchmaker".
For
a journey into our ancestral history, Dawkins' strikingly illustrated "The
Ancestor's Tale" is excellent. Speaking of ancestral history, Neil
Shubin's "Our Inner Fish" charts a fascinating course that details
how our body parts come from older body parts that were present in ancient
organisms. So does his recent book "The Universe Within". Shubin
provides scores of interesting tidbits; for instance he tells us how hernias
are an evolutionary remnant. Another great general introduction to evolution is
Carl Zimmer's "Evolution"; Zimmer has also recently written excellent
books on bacteria and viruses in which evolution plays a central theme.
No biologist- not
even Dawkins- has had the kind of enthralling command over the English language
as Stephen Jay Gould. We lost a global treasure when Gould died at age sixty.
His books are relatively difficult to read and for good reason. But with a
little effort they provide the most sparkling synthesis of biology, history,
culture and linguistic exposition that you can ever come across. And all of them
are meticulously researched.
Out
of all these I personally would recommend "Wonderful Life" and
"The Mismeasure of Man", and if you want to challenge yourself with a
really difficult unedited original manuscript written just before he died,
"The Hedgehog, the Fox and The Magister's Pox". In general, pick up
any Gould book and you would have access to an extraordinary writer and mind.
His collections of essays - "Full House" and "Eight Little
Piggies" for instance - are also outstanding. One has to guard against the frequent intrusion of Gould’s political ideology into his writings, but as a
man who could turn a phrase he had few peers.
I don't want to
really write about books which criticize creationism since I don't beat that
horse much, but if you want to read one book about the controversy that rips
apart intelligent design proponents' arguments, read Ken Miller's "Finding
Darwin's God" which makes mincemeat out of the usual "arguments from
complexity" trotted out by creationists which are actually "arguments
from personal incredulity". He also has a book covering the Dover Trial. I
have only browsed it but it seems to be equally good read. What makes Miller a
tough target for creationists (and puzzling for evolutionists) is that he is a
devout Christian.
This is an updated and revised version of a post originally written on Darwin's 200th birthday.
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