On
September 1, 1939, the same day that Germany attacked Poland and started World
War 2, a remarkable paper appeared
in the pages of the journal Physical Review. In
it J. Robert Oppenheimer and his student Hartland Snyder laid out the essential
characteristics of what we today call the black hole. Building on work done by
Subrahmanyan Chandrasekhar, Fritz Zwicky and Lev Landau, Oppenheimer and Snyder
described how an infalling observer on the surface of an object whose mass
exceeded a critical mass would appear to be in a state of perpetual free fall
to an outsider. The paper was the culmination of two years of work and followed
two other articles in the same journal.
Then
Oppenheimer forgot all about it and never said anything about black holes for
the rest of his life.
He
had not worked on black holes before 1938, and he would not do so ever again.
Ironically, it is this brief contribution to physics that is now widely
considered to be Oppenheimer’s greatest, enough to have possibly warranted him
a Nobel Prize had he lived long enough to see experimental evidence for black
holes show up with the advent of radio astronomy.
What
happened? Oppenheimer’s lack of interest wasn’t just because it was published
on the same day on which World War 2 was launched. It wasn’t because he became
the director of the Manhattan Project a few years later and got busy with building
the atomic bomb. It also wasn't because he despised the freethinking and
eccentric Zwicky who had laid the foundations for the field through the
discovery of black holes' parents - neutron stars. It wasn’t even because he
achieved celebrity status after the war, became the most powerful scientist in
the country and spent an inordinate amount of time consulting in Washington
until his carefully orchestrated downfall in 1954. All these factors
contributed, but the real reason was far more mundane – Oppenheimer just wasn’t
interested in black holes. Even after his downfall, when he had plenty of time
to devote to physics, he never talked or wrote about them. The creator of black
holes basically did not think they mattered.
Oppenheimer’s
rejection of one of the most fascinating implications of modern physics and one
of the most enigmatic objects in the universe - and one he sired - is
documented well by Freeman Dyson who
tried to initiate conversations about the topic with him. Every time Dyson
brought it up Oppenheimer would change the subject, almost as if he had
disowned his own scientific children.
The
reason, as attested to by Dyson and others who knew him, was that in his last
few decades Oppenheimer was stricken by a disease which I call
“fundamentalitis”. Fundamentalitis is a serious condition that causes its
victims to believe that the only thing worth thinking about is the deep nature
of reality as manifested through the fundamental laws of physics.
As
Dyson put it:
“Oppenheimer in his later
years believed that the only problem worthy of the attention of a serious
theoretical physicist was the discovery of the fundamental equations of
physics. Einstein certainly felt the same way. To discover the right equations
was all that mattered. Once you had discovered the right equations, then the
study of particular solutions of the equations would be a routine exercise for
second-rate physicists or graduate students.”
Thus
for Oppenheimer, black holes, which were particular solutions of general
relativity, were mundane; the general theory itself was the real deal. In
addition they were anomalies, ugly exceptions which were best ignored rather
than studied. As Dyson mentions, unfortunately Oppenheimer was not the only one
affected by this condition. Einstein, who spent his last few years in a futile
search for a grand unified theory, was another. Like Oppenheimer he was
uninterested in black holes, but he also went a step further by not believing
in quantum mechanics. Einstein’s fundamentalitis was quite pathological indeed.
History
proved that both Oppenheimer and Einstein were deeply mistaken about black
holes and fundamental laws. The greatest irony is not that black holes are very
interesting, it is that in the last few decades the study of black holes has
shed light on the very same fundamental laws that Einstein and Oppenheimer
believed to be the only thing worth studying. The disowned children have come
back to haunt the ghosts of their parents.
Black
holes took off after the war largely due to the efforts of John Wheeler in the
US and Dennis Sciama in the UK. The new science of radio astronomy showed us
that, far from being anomalies, black holes litter the landscape of the cosmos,
including the center of the Milky Way.
A decade after Oppenheimer’s death, the Israeli theorist Jacob Bekenstein proved
a very deep relationship between thermodynamics and
black hole physics. Stephen Hawking and Roger Penrose found out that black
holes contain singularities; far from being ugly anomalies, black holes thus
demonstrated Einstein’s general theory of relativity in all its glory. They
also realized that a true understanding of singularities would involve the
marriage of quantum mechanics and general relativity, a paradigm that’s as
fundamental as any other in physics.
In
perhaps the most exciting development in the field, Leonard Susskind, Hawking
and others have found intimate connections between information theory and black
holes, leading to the fascinating black hole firewall paradox that
forges very deep connections between thermodynamics, quantum mechanics and
general relativity. Black holes are even providing insights into computer science and
computational complexity. The study of black holes is today as fundamental as
the study of elementary particles in the 1950s.
Einstein
and Oppenheimer could scarcely have imagined that this cornucopia of
discoveries would come from an entity that they despised. But their wariness
toward black holes is not only an example of missed opportunities or the fact
that great minds can sometimes suffer from tunnel vision. I think the biggest
lesson from the story of Oppenheimer and black holes is that what is considered ‘applied’ science can actually turn out to
harbor deep fundamental mysteries. Both Oppenheimer and Einstein
considered the study of black holes to be too applied, an examination of
anomalies and specific solutions unworthy of thinkers thinking deep thoughts
about the cosmos. But the delicious irony was that black holes in fact contained some of the deepest mysteries of the
cosmos, forging unexpected connections between disparate disciplines and
challenging the finest minds in the field. If only Oppenheimer and Einstein had
been more open-minded.
The
discovery of fundamental science in what is considered applied science is not
unknown in the history of physics. For instance Max Planck was studying
blackbody radiation, a relatively mundane and applied topic, but it was in
blackbody radiation that the seeds of quantum theory were found. Similarly it
was spectroscopy, the study of light emanating from atoms, that led to the
modern framework of quantum mechanics in the 1920s. Scores of similar examples
abound in the history of physics; in a more recent case, it was studies in
condensed matter physics that led physicist Philip Anderson to make significant
contributions to symmetry breaking and the postulation of the existence of the
Higgs boson. And in what is perhaps the most extreme example of an applied
scientist making fundamental contributions, it was the investigation of cannons
and heat engines by French engineer Sadi Carnot that
led to a foundational law of science – the second law of thermodynamics.
These
days there is a lot of valid discussion about how the pursuit of pure science
usually leads to unexpected applied results, but sometimes the opposite is also
true: the pursuit of what Subrahmanyan Chandrasekhar called “derived science”
leads to new horizons in pure science. Derived science consists of exploring
the implications and results of pure science, but as the history of science has
regularly demonstrated, this investigation can also feed back into the advancement
of pure science itself.
Today
many physicists are again engaged in a search for ultimate laws, with at least
some of them thinking that these ultimate laws would be found within the
framework of string theory. These physicists probably regard other parts of
physics, and especially the applied ones, as unworthy of their great
theoretical talents. For these physicists the story of Oppenheimer and black
holes should serve as a cautionary tale. Nature is too clever to be constrained
into narrow bins, and sometimes it is only by poking around in the most applied
parts of science that one can see the gleam of fundamental principles.
As
Einstein might have said had he known better, the distinction between the pure
and the applied is often only a "stubbornly persistent illusion".
It's an illusion that we must try hard to dispel.